Document Citation: 1 NYCRR 197.1

Header:
NEW YORK CODES, RULES AND REGULATIONS
TITLE 1. DEPARTMENT OF AGRICULTURE AND MARKETS
CHAPTER IV. MARKETS
SUBCHAPTER E. GRAPES (ARTICLE 13-B AGRICULTURE AND MARKETS LAW)
PART 197. FARM WINERY CERTIFICATION AND APPLICATION FOR AUTHORIZATION TO MAN

Date:
08/31/2009

Document:

ยง 197.1 Form for certification and application

Applications by farm wineries, pursuant to subdivision 42 of section 16 of the Agriculture and Markets Law and subdivision 5 ofsection 76-a of the Alcoholic Beverage Control Law for authorization to manufacture or sell wine produced from grapes grown outside New York State; and certifications as to the quantity of New York grown grapes unavailable due to natural disaster, act of God or continuing adverse weather condition shall be made using the following form: STATE OF NEW YORK
DEPARTMENT OF AGRICULTURE AND MARKETS10B Airline Drive, Albany, New York 12235 20__ Farm Winery Certification and Application for Authorization to Manufacture or Sell Wine Produced From Grapes Grown Outside New York State
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Name of Farm Winery Business Telephone Number

_________________________________________ _______________________________ Farm Winery's NYS Alcoholic Federal TTB Plant Registry/BASIC Beverage License Number: PERMIT/Brewer Number:

______________________________ ________________________________________ Individual Owner Name, Partnership (name all County
partners), or Full Name of Corporation

_________________________________________________________ _______________
Street Address City State Zip

_____________________________________ ______________ ___________ _____
Mailing Address (if different from City State Zip
above Street Address)

_____________________________________ ______________ ___________ _____ I hereby make application for authorization to manufacture or sell wine produced from grapes grown outside New York State and for that purpose hereby certify that: (1) I am a farm winery licensee or a partner or corporate officer of
such a licensee and am authorized to submit this certification on
behalf of the licensee.

(2) New York grown grapes - in the varietal(s) and quantity stated
below - were unavailable to me due to a natural disaster, act of
God, or continuing adverse weather condition during the 20__
growing season.
(a) Varietal: ________________________________________________
Quantity: ________________________________________________.
I made the following efforts to obtain New York grown grapes
of the above varietal from a New York State source for wine
making purposes:
__________________________________________________________
__________________________________________________________
__________________________________________________________.
Page 1 of ___
(b) Varietal: ________________________________________________
Quantity: ________________________________________________.
I made the following efforts to obtain New York grown grapes
of the above varietal from a New York State source for wine
making purposes:
__________________________________________________________
__________________________________________________________
__________________________________________________________.
[] Please see the annexed page(s) containing additional
varietal(s) for which this certification is made and authorization
is sought to utilize grapes grown outside New York State. This
entire FARM WINERY CERTIFICATION AND APPLICATION FOR AUTHORIZATION
TO UTILIZE GRAPES GROWN OUTSIDE NEW YORK STATE consists of a total
of ______ pages.

(3) I agree to comply with all New York State and Federal laws and
regulations regarding the labeling of wine and the approval of wine
labels and acknowledge that, pursuant to such laws and regulations,
if less than 75 percent of a wine is derived from grapes grown in
New York State, such wine cannot be labeled with the New York State
appellation of origin or with the appellation of any region within
New York State.

(4) I agree not to utilize more out-of-state grown grapes than the
amount of New York State grown grapes that I am unable to obtain
due to their destruction by natural disaster, act of God or
continuing adverse weather condition.

(5) I agree, that in manufacturing wine, I will utilize grapes grown or
produced in New York State to the extent they are reasonably
available, prior to utilizing grapes from an out-of-state source
for such purpose.


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Original Signature of Owner, Partner Title Date
or Corporate Officer
____________________________________
_______________________________________ ______________________ ________
--------------------

Typed or Printed Name of person signing: _____________________________
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Page 2 of ___ Additional Pages for 20__ Farm Winery Certification and Application of: _____________________________________Name of Farm Winery
Additional varietal(s) for which this certification is made and
authorization is sought to utilize grapes grown outside New York State. (c) Varietal: ________________________________________________
Quantity: ________________________________________________.
I made the following efforts to obtain New York grown grapes
of the above varietal from a New York State source for wine
making purposes:
__________________________________________________________
__________________________________________________________
__________________________________________________________.
(d) Varietal: ________________________________________________
Quantity: ________________________________________________.
I made the following efforts to obtain New York grown grapes
of the above varietal from a New York State source for wine
making purposes:
__________________________________________________________
__________________________________________________________
__________________________________________________________.
(e) Varietal: ________________________________________________
Quantity: ________________________________________________.
I made the following efforts to obtain New York grown grapes
of the above varietal from a New York State source for wine
making purposes:
__________________________________________________________
__________________________________________________________
__________________________________________________________.
Page 3 of ___
Additional Pages for 20__ Farm Winery
Certification and Application of:
_____________________________________
Name of Farm Winery
Additional varietal(s) for which this certification is made and
authorization is sought to utilize grapes grown outside New York State. (f) Varietal: ________________________________________________
Quantity: ________________________________________________.
I made the following efforts to obtain New York grown grapes
of the above varietal from a New York State source for wine
making purposes:
__________________________________________________________
__________________________________________________________
__________________________________________________________.
(g) Varietal: ________________________________________________
Quantity: ________________________________________________.
I made the following efforts to obtain New York grown grapes
of the above varietal from a New York State source for wine
making purposes:
__________________________________________________________
__________________________________________________________
__________________________________________________________.
(h) Varietal: ________________________________________________
Quantity: ________________________________________________.
I made the following efforts to obtain New York grown grapes
of the above varietal from a New York State source for wine
making purposes:
__________________________________________________________
__________________________________________________________
__________________________________________________________.
Page 4 of ___
Additional Pages for 20__ Farm Winery
Certification and Application of:
_____________________________________
Name of Farm Winery
Additional varietal(s) for which this certification is made and
authorization is sought to utilize grapes grown outside New York State. (i) Varietal: ________________________________________________
Quantity: ________________________________________________.
I made the following efforts to obtain New York grown grapes
of the above varietal from a New York State source for wine
making purposes:
__________________________________________________________
__________________________________________________________
__________________________________________________________.
(j) Varietal: ________________________________________________
Quantity: ________________________________________________.
I made the following efforts to obtain New York grown grapes
of the above varietal from a New York State source for wine
making purposes:
__________________________________________________________
__________________________________________________________
__________________________________________________________.
(k) Varietal: ________________________________________________
Quantity: ________________________________________________.
I made the following efforts to obtain New York grown grapes
of the above varietal from a New York State source for wine
making purposes:
__________________________________________________________
__________________________________________________________
__________________________________________________________.
Page 5 of ___